Compliance regulations -infection control
Intent:
Assurance that the facility has an infection control program which is effective for investigating and preventing infections.
A. Guidelines:
As you can see from the above graph, urinary isolates were mainly from enteric (intestinal) organisms. MONITOR: There was a continuous rise in each quarter for 2000. This could have been due to a variety of reasons, one of which is endogenous contamination. INVESTIGATE: Since Escherichia coli, Enterococcus faecalis and Proteus mirabilis are commonly found in stools, perineal contamination is a common source for these organisms to cause urinary tract infections. IDENTIFY CAUSE: Personnel who use gloves and do not change them between sites can transfer organisms mechanically. INFORMATION: The nursing staff should be able to develop graphic displays over quarters to see what organisms are causing infections and take action to reduce or eliminate. ACTION: Reference laboratories should be able to develop epidemiology reports with annual graphics to help the nursing and medical staff investigate the causes of infection and manner of spread.
Table
Infection Control Report
Instructions: Make certain that all questions are answered in either section A or B
Place answers in this column |
|
| Residents name | |
| Age: | |
| Sex: | |
| Admission date: | |
| Unit: | |
| Date symptoms noticed: | |
| Physician notified: | [ ] yes [ ] no Date: |
| Responsible party notified: | [ ] yes [ ] no Party: |
| Person completing report: | Date: |
Section A - Facility-acquired Infection
Infections/clinical signs
Place answers in this column |
|
| Infection developed after admission: | [ ] yes [ ] no |
| Symptoms present (check all that apply): | |
| Fever | [ ] fever of undetermined origin |
| Wound infection | [ ] wound [ ] redness, blisters, skin break [ ] purulent, malodorus drainage |
| GI disturbance | [ ] gastrointestinal [ ] 3 liquid stools/day for 48 hours |
| Urinary tract infection | [ ] urinary [ ] cath |
| Upper respiratory | [ ] upper respiratory tract [ ] nasal congestion [ ] red and inflamed throat [ ] otitis |
| Lower respiratory tract | [ ] lower respiratory tract [ ] pleuritic pain [ ] purulent sputum |
| Other: | Specify symptoms: |
Laboratory work-up
Place answers in this column |
|
| Infection cultured: | [ ] yes [ ] no Date: |
| Laboratory work-up: | |
| CBC: | [ ] yes [ ] no Result: |
| Cultured: | [ ] yes [ ] no Date: |
| X-ray: | [ ] yes [ ] no Result: |
| Organism(s) isolated: | #1 ________________ Date: ____ #2 ________________ Date: ____ #3 ________________ Date: ____ |
| Antibiotics that are susceptible: | #1 ________________ #2 ________________ #3 ________________ |
| Antibiotics that are resistant: | #1 ________________ #2 ________________ #3 ________________ |
| Antibiotic(s) administered: | Date: |
| Precautionary measures used: | [ ] Standard precautions |
| Other measures employed: | Others: mask [ ] respiratory [ ] N95 [ ] goggles [ ] face shield [ ] gowns |
| Was this resident placed in a room containing an uninfected resident? | [ ] yes [ ] no Did the roommate develop an infection? [ ] yes [ ] no |
| Was this resident placed in a room containing an infected resident? | [ ] yes [ ] no Type of infection: ______________ |
| Were there any documented cases of infection that resulted from this resident? | [ ] yes [ ] no # of residents involved: ______ |
Section B - Community or hospital acquired infection
Place answers in this column |
|
| Evidence of infection at time of admission: | [ ] yes [ ] no Date: |
| Hospital acquired: | [ ] yes [ ] no Date: |
| Community acquired: | [ ] yes [ ] no Date: |
| Symptoms present (check all that apply: | |
| Fever | [ ] fever of undetermined origin |
| Wound infection | [ ] wound [ ] redness, blisters, skin break [ ] purulent, malodorus drainage |
| GI disturbance | [ ] gastrointestinal [ ] 3 liquid stools/day for 48 hours |
| Urinary tract infection | [ ] urinary [ ] cath |
| Upper respiratory tract | [ ] upper respiratory tract [ ] nasal congestion [ ] red inflamed throat [ ] otitis |
| Lower respiratory tract | [ ] lower respiratory tract [ ] pleuritic pain [ ] purulent sputum |
| Other | Specify symptoms: |
Laboratory work-up
Place answers in this column |
|
| Infection cultured: | [ ] yes [ ] no Date: |
| Laboratory work-up: | |
| CBC: | [ ] yes [ ] no Result: |
| Cultured: | [ ] yes [ ] no Date: |
| X-ray | [ ] yes [ ] no Result: |
| Organism(s) isolated: | #1 ________________ Date: ____ #2 ________________ Date: ____ #3 ________________ Date: ____ |
| Antibiotic(s) that are susceptible: | #1 ____________________ #2 ____________________ #3 ____________________ |
| Antibiotic(s) that are resistant: | #1 ____________________ #2 ____________________ #3 ____________________ |
| Precautionary measures used: | [ ] Standard precautions |
| Other measures employed: | Others: mask [ ] respiratory [ ] N95 [ ] goggles [ ] faceshield [ ] gowns |
| Was the resident placed in a room containing an uninfected resident? | [ ] yes [ ] no Did the roommate develop an infection? [ ] yes [ ] no |
| Was the resident placed in a room containing an infected resident? | [ ] yes [ ] no Type of infection: ______________ |
| Were there any documented cases of infection that resulted from this resident? | [ ] yes [ ] no # residents involved: ____ |
Section C - follow-up
| Places answers in this column | |
| Was the infection reportable? | [ ] yes [ ] no Date reported: |
| Is yes, reported by whom? | |
| Reported to: | [ ] County Health Department [ ] State Health Department |
| Complications developed due to the type of infection? | [ ] yes [ ] no Type of complication: ______ |
______________________________________________________________________________________
| Report reviewed by the Infection Control/Quality Assurance Committee? | [ ] yes [ ] no |
Recommendations: __________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
Additional comments: ____________________________________________________________________________________________________________________________________________________________
Signature of ICP: _______________________ Date: _____
Signature of Chairperson: _______________ Date: _____
As you can see by the above table, a record can be obtain on the identification of each resident with an infection, the date of infection, the causative agent, the origin and site of infection and describing what precautionary measures were taken to prevent the spread of infection within the facility.
This table can be made easier if the facility can obtain the following information from their laboratory.
Organisms
1. Acinetobacter sp.
2. Bacillus sp.
3. Citrobacter diversus
4. Citrobacter freundii
5. Campylobacter sp., etc.
In the section marked organisms, all the staff member has to do is write the number into the blank. On the back of this form the facility can place the listing of the organisms. This makes it a lot easier for the staff that is not familiar with the spelling of the organisms.
Listing of all the antibiotics in the same manner as the organisms. Only a number will be placed in the form. For example:
Antibiotics
1. Ampicillin
2. Amikacin
3. Augmentin
4. Bactrim, etc.
This will make it easier for the staff member that is not familiar with the spelling of the antibiotics.
Specimens
1. urine - CC
2. urine - CATH
3. urine - INTERMITTANT
4. lower respiratory
5. upper respiratory
6. wounds (place anatomical area) and manner of collection
7. stool
8. blood
9. anterior nares (swab)
10. perineal (swab)
11. GT site
12. ______________other
Have your reference laboratory help you in designing a form which is compatible with your facility. Make the form as conclusive as possible so that the staff member assigned to the infection control program does not have to keep going back to the charts for examination.
The person who has been assigned to obtain and analyze data should do the following:
On a daily basis, place all microbiology reports in folders according to specimens. For example, all urines, wounds, sputa, etc. for the month of X are placed in folders as they come in on a daily (or weekly) basis. Examine the reports for obvious organisms and perform a quick tabulation). For example:
Epidemiology Report
Room/Date |
Organism |
Specimen |
Number(s) |
215a 1-5 |
MRSA |
Left knee |
1 |
215b 1-5 |
MRSA |
Right eye |
1 |
218a 1-8 |
MRSA |
Left eye |
1 |
220b 1-10 |
MRSA |
Right ankle |
1 |
As you can see from this table, there is an apparent problem with methicillin-resistant Staphylococcus aureus in this facility (more than 3 infections in a prescribed time). The person who is doing the analyzing must be able to differentiate between colonization and infection. With ready access to laboratory data, the facility can determine clusters, changes in prevalent organisms or increases in rates of infection in a timely manner. In service education on basic hygienic behavior among the staff members and residents can be quickly reestablished. Charts can be drawn over a period of months to see how well the facility is doing in controlling the problem and can be used as educational tools for both nursing and medical staff. For example:

As you can see by the Figure above, the 3rd quarter demonstrated the highest number of isolates. Nursing homes are not going to totally eliminate colonized or infected residents with MRSA. But certainly they can control its spread through recognition, education and surveillance. Surveillance data should be routinely reviewed and recommendations made for the prevention and control of additional cases.
An epidemiology report generated on a quarterly basis by a reference laboratory can be reviewed by the infection control committee or quality review committee to determine if problems are developing. Discussions can center around some of the data accumulated.
Epidemiology report for the first quarter - _____months ____year
Facility: ____________
Urine Isolates
Organism |
Specimen |
Resident |
Room |
Physician |
Date |
Enterococcus |
Urine (CC) |
Smith, John |
122a |
Ureter |
2-3 |
E. coli |
Urine (CC) |
Tuck, Peter |
126b |
Ureter |
2-3 |
Note: all the urine samples (and others such as wounds) can be listed together to see the types of organisms that are being isolated from a single specimen

As you can see by the above figure, this facility has problems with enteric isolates causing urinary tract infections. An examination of the above table where the residents are listed, can determine which areas of the facility are the most problematic. A graph can be displayed to indicate areas where the facility is having the highest infection rate. For example:

The above figure indicates that Wing A and D had the highest incidence of urinary tract infections. This could be due to many reasons. For example, the types of residents in Wing A and D could be more acutely ill which could predispose them to urinary tract infections (eg. incontinence, immobility, altered mental status, immunocompromised), or there could have been more staff changes within these wings that could have accounted for inconsistent care, or many of the residents within these wings had prior hospitalization and had foley catheters for a period of time. For what ever reason, the infection control committee would have sufficient data to tabulate and analyze the problem and make recommendations to the medical and nursing staff.
In order to have a system for review of all policies, the following table should be developed:
Infection Control Policy and Procedure Manual - calendar (approved by QI)
Topic Month Date compiled Due date for review Date submitted Approved date
(original)
Universal Jun. 6-1-89 Every year in June
precautions
____________________________________________________________
Tuberculosis Oct. 10-3-92 Every year in Oct.
exposure
control plan
_____________________________________________________________
Bloodborne Oct. 10-1-92 Every year in Oct.
pathogen
rule
_____________________________________________________________
Housekeeping Feb. 2-6-92 Every two years
_____________________________________________________________
Laundry May 5-6-92 Every two years
_____________________________________________________________
Dietary Jul. 7-2-92 Every two years
_____________________________________________________________
Infection* Apr. 7-1-91 Every year in Apr.
control
manual
The above schedule of examination of procedure manuals will make certain that someone looks at all manuals on a timely manner.
*A possible outline for your manual which addresses Infection Control practices are:
TB exposure control plan which includes residents with signs and symptoms of tuberculosis
Measures for the prevention of influenza
Measures for the prevention of MRSA
Measures for the prevention of VRE
Measures for the prevention of hepatitis A and B
Measures for the prevention of scabies
Housekeeping infection control practices (including sanitation of tubs, whirlpools and common
Laundry infection control practices which include handling of disinfectants
Dietary infection control practices
Authority in writing for indications and procedures for obtaining and acting upon microbiological
B. Procedures:
Observe sanitation of tubs, showers, multiple residents' whirlpool and care equipment
The listing could contain common antibiotics being used;
Residents who are on a prophylactic regimen which could increase antibiotic resistance;
Indiscriminate use of costly antibiotics;
Residents on antibiotics that are not cultured;
Wrong antibiotic regimens being used on disease-producing organisms;
Antibiotics being used on colonized residents suspected of having infections.
The following table could be used to determine the above:
| Resident | location | antibiotic | date started | date completed | date cultured | site of infection | organism | susceptible |
| Smith, J. | 236a | Cipro | 4-5 | 4-13 | 4-6 | urinary | E. coli | Yes* |
_____________
*based on laboratory reports that the organism is susceptible to cipro
Review policies related to infection control if observation, record review, or staff interview indicate a problem with infection control.
Observe direct care staff routinely washing their hands according to facility written protocols.
Observe whether staff, including direct care nurses, housekeeping, kitchen staff, etc. use gloves as required by facility policy.
The use of performance indicators where evidence of some kind is used to indicate how well or how infrequent a procedure is being performed can be a tool of surveillance on infection control procedures. For example the number of glove boxes assigned may serve as an indicator. For example the following graph can indicate the use of gloves over a period of time in relation to service within the facility:
The above graph shows the number of glove boxes assigned. In order to determine if the gloves were used, one would have to perform a study on the number of used gloves visualized. This would probably be unrewarding to the person assigned this duty.
Direct observation of staff on the job provides the most and efficient information on the skill and quality performance of personnel. This is the most time consuming measure of behavior which requires a clear definition of target behavior, surveyor's training, a statistical sampling of staff and specific time periods to observe in order to produce valid data. A checklist should be developed in accordance with the policy of the facility. A summary report would have to be developed. Time, duration and frequency of behavior occurrence and rates are most clearly understood when graphed. For example:

As you can see by the above graph, the compliance of handwashing increased when the staff recognized that they were being monitored.
I think that you now have a good idea on how to comply with infection control practices. The most important factor is to develop a good infection control manual so that it can be used for instruction and reference. If you have any questions, please call me at my home office.
Raymond B. Otero, Ph.D.
Consultant
1-859-623-3973
|
All Material Copyright © Raymond B. Otero,
Ph.D., All Rights Reserved. |